*Location*: Irvine, CA (Main Office in Irvine Spectrum, 5 days on-site)
About Us:
Autopilot is a cutting-edge trading app and registered investment advisor (RIA), revolutionizing how people invest and trade. We are backed by Craft Ventures (Airbnb, Slack, Tesla) and Nomad Ventures (Intro, Bezel). Seed-stage startup with the growth and metrics of a Series B company!
We're the team behind the viral app to invest alongside Politicians and have amassed 1.3M downloads, 2.5M+ social media followers, $700M+ in assets under management (AUM), 140k+ users, and a rapidly growing community of 80k+ subscribers. Autopilot is ranked among the Top 50 Most Downloaded Finance Apps. We connect to the largest financial brokerages in the U.S., delivering innovative trading tools inspired by market icons such as Nancy Pelosi, Jim Cramer, Warren Buffett, and Bill Ackman, as well as innovative pilots like Quiver Quantitative and Liquidity Tracker.
The Role:
We are searching for a Chief Compliance Officer (CCO) to lead and enforce the firm’s compliance with the Investment Advisers Act of 1940 and other applicable regulations. The ideal candidate will have extensive experience working with SEC-registered investment advisers , particularly those serving retail investors , and must be capable of representing the firm before the Securities and Exchange Commission (SEC) .
Key Responsibilities:
Regulatory Compliance & Monitoring:
Regulatory Representation & Engagement:
Program Review & Development:
Training & Internal Education:
Compliance Reporting & Documentation:
Qualifications:
Education & Experience:
Benefits:
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